Brian Michael Bergman

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 01/2021
  Td Ameritrade, Inc
  Southlake, TX
• 03/2021 → 10/2021
  Fidelity Investments
  Westlake, TX
• 10/2021 → 06/2025
  Smith Anglin Financial, Llc
  Dallas, TX
• 06/2025 → Present
  Hightower Advisors, Llc
  Dallas, TX

Previous Registrations

• 2021-11-29 → 2025-08-08
  Smith Anglin Financial, Llc
  Dallas, TX
• 2021-03-10 → 2021-10-19
  Fidelity Personal And Workplace Advisors
  Westlake, TX
• 2013-06-11 → 2021-01-26
  Td Ameritrade, Inc.
  Westlake, TX
• 2013-06-11 → 2021-01-26
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX
  Southlake, TX
• 2012-09-24 → 2013-05-20
  Waddell & Reed
  Manhattan, KS
  Salina, KS

Exams

• S66 Uniform Combined State Law Examination
  2012-09-21

Designations

• Certified Financial Planner

Other Names

• Brian Bergman
• Brian Michael Bergman