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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-06-11 |
| VA | RA | APPROVED | 2000-09-07 |
Branch Locations
14350 Sommerville Ct, Midlothian, VA 23113 • United States
Richmond, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Midlothian | VA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Midlothian | VA | 03/2020 | Present |
Outside Employment; Brad Swartzwelder Inc.; Financial Advisor - Financial Advisor; ; 14350 Sommerville Court, , Midlothian, VA, 23113; Not Investment-Related; 01/01/2016; 60 hours per month; 60 during trading hours / Roadie; Delivery Driver.; Delivery Driver; 300 Peachtree St., NE, Ste. CS2 #3055, Atlanta, GA, 30308; Not Investment-Related; 10/17/2025; 10 to 19 hours per month; 0 during trading hours / United Parcel Service; Package Handler.; Warehouse Package Handler; 9601 Coach Road, , Richmond, VA, 23237; Not Investment-Related; 10/21/2025; 60 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-24 |
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