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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-11-06 |
Branch Locations
1521 Concord Pike Suite 103 West, Wilmington, DE 19803 • United States
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 09/2015 | 07/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2019 | 07/2021 |
| Brandywine Oak Private Wealth | Kennett Square | PA | 07/2018 | 06/2021 |
| Ameriprise Financial Services, Llc | Wilmington | DE | 05/2022 | 09/2024 |
| Vanguard | Malvern | PA | 06/2021 | 04/2022 |
| Jpmorgan Chase Bank, N.A. | Newark | DE | 10/2024 | 04/2025 |
| J.P. Morgan Securities Llc | Newark | DE | 10/2024 | 04/2025 |
| Gap, Inc. (Oldnavy) | Exton | PA | 08/2021 | 11/2021 |
| Cetera Investment Services Llc | West Chester | PA | 05/2025 | 10/2025 |
| Cetera Investment Advisers Llc | West Chester | PA | 05/2025 | 10/2025 |
| Citadel Federal Credit Union | West Chester | PA | 05/2025 | 10/2025 |
| Poole Locke Associates | Wilmington | DE | 11/2025 | Present |
| Sound Income Strategies, Llc | Fort Lauderdale | FL | 11/2025 | Present |
1. Poole Locke Associates - Fixed Insurance Sales - 11/2025 - present - Investment related - Sales of fixed annuities, fixed insurance, and life insurance - 1521 Concord Pike, Suite 103 West, Wilmington, DE 19803. This will encompass approximately 10% of business hours. 2. Poole Locke Associates - Client Support Specialist - 11/2025 - present - Investment Related- Servicing of clients for investment advisory services - 1521 Concord Pike, Suite 103 West, Wilmington, DE 19803. This will encompass approximately 90% of business hours. 3. Retirement Income Source, LLC DBA - 11/2025 - present - Investment Related - 1521 Concord Pike, Suite 103 West, Wilmington, DE 19803. The Retirement Income Source is used to market to prospective clients for Investment Advisory and Fixed Insurance services. This will not encompass any business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-14 |
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