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Colin Strait Parker

Ubs Financial Services Inc.

Carlsbad, CA

La Jolla, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-25
CA RA APPROVED 2018-09-11
TX RA APPROVED 2018-09-11
  • NY RA
    APPROVED
    Since 2025-04-25
  • CA RA
    APPROVED
    Since 2018-09-11
  • TX RA
    APPROVED
    Since 2018-09-11

Branch Locations

Carlsbad, CA • United States

1200 Prospect St Suite 100, La Jolla, CA 92038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2012 12/2016
Ubs Financial Services Inc. San Francisco CA 09/2018 Present
Unemployed San Francisco CA 01/2017 08/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-03
  • S66 Uniform Combined State Law Examination
    2012-10-03
Other Names
  • Colin Parker
  • Colin Strait Parker

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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