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Kelli Diane Martin

Charles Schwab & Co., Inc.

Brea, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-06
  • CA RA
    APPROVED
    Since 2021-10-06

Branch Locations

3421 E. Imperial Highway Suite E-1, Brea, CA 92823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Irvine CA 07/2012 09/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 09/2021
Charles Schwab & Co., Inc Brea CA 09/2021 Present
Charles Schwab Bank, Ssb Brea CA 09/2021 Present
Td Ameritrade Inc. Seal Beach CA 02/2023 06/2024
  • 07/2012 → 09/2021
    Fidelity Investments
    Irvine, CA
  • 07/2018 → 09/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 09/2021 → Present
    Charles Schwab & Co., Inc
    Brea, CA
  • 09/2021 → Present
    Charles Schwab Bank, Ssb
    Brea, CA
  • 02/2023 → 06/2024
    Td Ameritrade Inc.
    Seal Beach, CA
Previous Registrations
  • 2018-07-13 → 2023-02-24
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2014-11-18 → 2018-07-13
    Strategic Advisers Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-03
S63 Uniform Securities Agent State Law Examination 2013-03-05
  • S66 Uniform Combined State Law Examination
    2014-11-03
  • S63 Uniform Securities Agent State Law Examination
    2013-03-05
Other Names
  • Kelli Diane Martin
  • Kelli Martin

View on SEC IAPD

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
OSAIC WEALTH, INC. · BREA, CA
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