Nico Anthony Fiume

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 12/2022
  Td Ameritrade, Inc.
  Ft. Lauderdale, FL
• 07/2016 → 12/2022
  Td Ameritrade Investment Management, Llc
  Boca Raton, FL
• 01/2022 → 10/2025
  Charles Schwab & Co., Inc.
  Boca Raton, FL
• 07/2022 → 10/2025
  Charles Schwab Bank, Ssb
  Boca Raton, FL
• 12/2022 → 10/2025
  Charles Schwab And Co., Inc.
  Boca Raton, FL
• 11/2025 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2022-03-11 → 2025-10-20
  Charles Schwab & Co., Inc.
  Fort Lauderdale, FL
  Fort Lauderdale, FL
  Boca Raton, FL
  Boca Raton, FL
• 2016-07-28 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  New York, NY
  New York, NY
  New York, NY
  Ft. Lauderdale, FL
  New York, NY
  Boca Raton, FL
  Boca Raton, FL
• 2016-07-25 → 2022-10-14
  Td Ameritrade, Inc.
  New York, NY
  New York, NY
  Fort Lauderdale, FL
  Boca Raton, FL
  Fort Lauderdale, FL
  Boca Raton, FL
  Omaha, NE
• 2013-10-16 → 2016-06-30
  Equitable Advisors, Llc
  Melville, NY

Exams

• S66 Uniform Combined State Law Examination
  2013-03-14

Designations

• Certified Financial Planner

Other Names

• Nico Fiume
• Nico Anthony Fiume
• Nico A Fiume