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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Southlake | TX | 11/2014 | 06/2024 |
| Securities America Advisors, Inc. | La Vista | NE | 11/2014 | 06/2024 |
| Osaic Wealth, Inc. | Southlake | TX | 06/2024 | Present |
***INSURANCE AGENT POSITION: Representitive NATURE: General Lines, Life and Health Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/18/2014 ADDRESS: 3416 BALBOA CT, Southlake TX 76092 DESCRIPTION: Life insurance and annuities. ***SPECTRUM FINANCIAL GROUP, INC. POSITION: Financial Advisor NATURE: SECURITIES AMERICA ADVISORS - Investment Advisory - INDEPENDENT ADVISOR REPRESENTATIVE INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 25 START DATE: 11/01/2014 ADDRESS: 3416 Balboa Ct, Southlake TX 76092 DESCRIPTION: Financial consulting, investment management and allocation, retirement accumulation and distribution. ***KNOUS CAPITAL MANAGEMENT, INC. POSITION: Owner/Advisor NATURE: My S Corp for income/tax reporting. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2016 ADDRESS: 3416 Balboa Ct, Southlake TX 76092, United States DESCRIPTION: My S Corp for income/tax reporting.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-09 |
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