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Franz Berdugo

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-21
TX RA APPROVED_RES 2025-01-10
  • FL RA
    APPROVED
    Since 2025-01-21
  • TX RA
    APPROVED_RES
    Since 2025-01-10

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Miami FL 04/2014 05/2017
Morgan Stanley Miami FL 05/2017 11/2022
Safra National Bank Of New York Aventura FL 02/2023 05/2024
Bci Securities Miami FL 05/2024 12/2024
Jpmorgan Chase Bank, N.A. Miami FL 12/2024 Present
J.P. Morgan Securities Llc Miami FL 12/2024 Present
  • 04/2014 → 05/2017
    Citigroup
    Miami, FL
  • 05/2017 → 11/2022
    Morgan Stanley
    Miami, FL
  • 02/2023 → 05/2024
    Safra National Bank Of New York
    Aventura, FL
  • 05/2024 → 12/2024
    Bci Securities
    Miami, FL
  • 12/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Miami, FL
  • 12/2024 → Present
    J.P. Morgan Securities Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-12
S63 Uniform Securities Agent State Law Examination 2013-11-27
  • S66 Uniform Combined State Law Examination
    2018-09-12
  • S63 Uniform Securities Agent State Law Examination
    2013-11-27
Other Names
  • Franz Berdugo
  • Franz Alwin Berdugo

View on SEC IAPD

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