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Courtney Lea Rhoden

Wells Fargo Advisors Financial Network, LLC

Leawood, KS

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-06-23
TX RA APPROVED_RES 2020-06-23
  • KS RA
    APPROVED
    Since 2020-06-23
  • TX RA
    APPROVED_RES
    Since 2020-06-23

Branch Locations

3400 College Blvd Suite 100, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Leawood KS 07/2012 06/2020
Wells Fargo Advisors Financial Network, Llc Leawood KS 06/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-27
  • S66 Uniform Combined State Law Examination
    2016-10-27
Other Names
  • Courtney Lea Byrne
  • Courtney Rhoden

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
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