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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-22 |
| TX | RA | APPROVED | 2023-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Philadelphia | PA | 07/2017 | Present |
| Jpmorgan Securities Llc | Philadelphia | PA | 07/2017 | Present |
| Jpmorgan Chase & Co. | New | DE | 07/2016 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-25 |
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