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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-13 |
| MI | RA | APPROVED | 2024-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Plymouth | MI | 08/2011 | Present |
| J.P. Morgan Securities Llc | Plymouth | MI | 10/2012 | Present |
| Betty James Pretty Things | Howell | MI | 11/2024 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-20 |
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