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Andrew Joseph Turner

Rbc Capital Markets, LLC

Florham Park, NJ

Randolph, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-09-07
  • NJ RA
    APPROVED
    Since 2021-09-07

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Randolph, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Florham Park NJ 06/2015 09/2021
Rbc Capital Markets, Llc Florham Park NJ 09/2021 Present
City National Bank Florham Park NJ 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-23
S63 Uniform Securities Agent State Law Examination 2014-11-05
  • S66 Uniform Combined State Law Examination
    2015-07-23
  • S63 Uniform Securities Agent State Law Examination
    2014-11-05
Other Names
  • Andrew Joseph Turner
  • Andrew Turner

View on SEC IAPD

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