Joseph P Clagg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 05/2017
  Mutual Of America Life Insurance Company
  Indianapolis, IN
• 07/2016 → 05/2017
  Mutual Of America Securities Llc
  Indianapolis, IN
• 05/2017 → 05/2025
  Honkamp Krueger Financial Services Inc
  Indianapolis, IN
• 07/2018 → 09/2020
  Proequities Inc
  Indianapolis, IN
• 09/2020 → 05/2025
  Avantax Investment Services, Inc.
  Indianapolis, IN
• 05/2017 → 05/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Indianapolis, IN
• 05/2017 → 05/2025
  Avantax Planning Partners
  Indianapolis, IN
• 07/2025 → Present
  Lpl Financial Llc
  Indianapolis, IN

Previous Registrations

• 2017-08-10 → 2025-06-04
  Avantax Planning Partners, Inc.
  Indianapolis, IN
  Indianapolis, IN
• 2016-01-25 → 2016-07-29
  Southbridge
  Indianapolis, IN
  Marrietta, GA
• 2015-12-18 → 2016-03-21
  Vertical Wealth, Llc
  Indianapolis, IN

Other Businesses

1) 08/20/2025 - Topel Forman Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/20/2025 - 120 Hrs/Mth - 100 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-09-15
• S65 Uniform Investment Adviser Law Examination
  2014-09-26

Other Names

• Joseph Clagg
• Joe Clagg
• Joseph P Clagg