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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-07-14
TX RA APPROVED_RES 2024-07-17
MI RA APPROVED 2023-05-22
  • OK RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED_RES
    Since 2024-07-17
  • MI RA
    APPROVED
    Since 2023-05-22

Branch Locations

1550 East Beltline Avenue Southeast, Grand Rapids, MI 49506 • United States

Cedar Springs, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Okemos MI 12/2014 10/2022
New York Life Okemos MI 12/2014 10/2022
Eagle Strategies Llc Grand Rapids MI 10/2016 10/2022
Innovia Wealth, Llc Grand Rapids MI 10/2022 02/2023
Thrivent Investment Management Inc. Cedar Springs MI 05/2023 Present
Thrivent Financial Appleton WI 05/2023 Present
Previous Registrations
Other Businesses

NAIFA MICHIGAN POSITION: President-Elect NATURE: NAIFA - MICHIGAN serves and represents insurance and financial advisors regardless of the products they sell or the focus of their practice. Founded in 1890, NAIFA is a national federation and the largest professional association dedicated to protecting and advancing insurance and financial advisors nationwide. The association's mission is to advocate for a positive legislative and regulatory environment, enhance business and professional skills, and promote the ethical conduct of its members. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2026 ADDRESS: PO Box 530, DeWitt MI 48820, United States DESCRIPTION: Voting member of the board of directors. My only role is to train for the upcoming President role next calendar year. I have no monetary influence.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-14
  • S66 Uniform Combined State Law Examination
    2012-09-14
Other Names
  • Christopher Thaddeus Smith
  • Christopher Thaddeus Smith

View on SEC IAPD

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