Best Investors
Account
Sign in
Best Investors
Account
Sign in
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-04 |
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Llc | Louisville | KY | 07/2012 | Present |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
1) Carpenter Family/Carpenter Family II LLC/Valley Station Shopping Center LLC, not investment-related, The LLC owns real estate, Passive owner-no title, 0 hrs/month, no duties. 2) Glenridge Limited Partnership, not investment related, My parents own a company that owns a few parcels of real estate. My sisters and I are passive and limited partners in the ownership of this company. We do not have any involvement in the management of the entity. No formal title-passive partner/owner, 1/1990, 0 hrs/month, no duties. Name/Address: William C Carpenter Inc 614 Woodlake Drive Louisville KY 40245 Start Date: 6/1/04 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Real estate sales associate Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-02 |
Reach out to this advisor