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Lauren Stein

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-09-30
  • IL RA
    APPROVED
    Since 2019-09-30

Branch Locations

10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Chicago IL 04/2016 05/2018
Jpmorgan Securities Llc Chicago IL 04/2016 05/2018
Jpmorgan Chase Bank Na Chicago IL 07/2019 Present
Jpmorgan Securities Llc Chicago IL 07/2019 Present
Jpmorgan Chase Bank Na Chicago IL 05/2018 06/2019
Finra New York NY 06/2022 02/2024
  • 04/2016 → 05/2018
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 04/2016 → 05/2018
    Jpmorgan Securities Llc
    Chicago, IL
  • 07/2019 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 07/2019 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 05/2018 → 06/2019
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 06/2022 → 02/2024
    Finra
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-20
S63 Uniform Securities Agent State Law Examination 2012-08-20
  • S66 Uniform Combined State Law Examination
    2019-09-20
  • S63 Uniform Securities Agent State Law Examination
    2012-08-20
Other Names
  • Lauren Koudelka
  • Lauren Ashley Koudelka
  • Lauren Ashley Stein

View on SEC IAPD

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