Douglas Michael Stockslager

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Current Employers

Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-10-16
CO	RA	APPROVED	2024-04-02

PA RA
APPROVED

Since 2024-10-16
CO RA
APPROVED

Since 2024-04-02

Branch Locations

690 Lee Road, Wayne, PA 19087 • United States

Berthoud, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alps Distributors, Inc.	Denver	CO	01/2016	08/2018
Hartford Funds Management Company, Llc	Wayne	PA	08/2018	Present
Aqr Capital Management	Greenwich	CT	01/2016	08/2018
Hartford Funds Distributors, Llc	Wayne	PA	08/2018	Present

01/2016 → 08/2018

Alps Distributors, Inc.

Denver, CO
08/2018 → Present

Hartford Funds Management Company, Llc

Wayne, PA
01/2016 → 08/2018

Aqr Capital Management

Greenwich, CT
08/2018 → Present

Hartford Funds Distributors, Llc

Wayne, PA

Previous Registrations

2004-04-08 → 2015-09-18

Lord, Abbett & Co. Llc

Jersey City, NJ

Jersey City, NJ

Jersey City, NJ

Danville, CA
2002-10-11 → 2003-10-02

Ubs Financial Services Inc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-02-21

S66 Uniform Combined State Law Examination

2002-02-21

Other Names

Douglas Michael Stockslager

View on SEC IAPD

Other Firms

ADDIS & HILL, INCORPORATED

CHARLES SCHWAB & CO., INC.

PNC WEALTH MANAGEMENT LLC

HORNOR, TOWNSEND & KENT, LLC

TODOROW CAPITAL PARTNERS LLC

HARVEST FUND ADVISORS LLC

ACT CAPITAL MANAGEMENT, LLC

FOCUS PARTNERS WEALTH, LLC

Other Investors

Kelly F Bashore

KENT RUSSELL ADDIS

Flynn Michael Ryan

PETER MASTROMARCO

KENNETH WAYNE LISKEY

Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA

CHARLES SCHWAB & CO., INC. · Wayne, PA

PNC WEALTH MANAGEMENT LLC · Wayne, PA

HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA

TODOROW CAPITAL PARTNERS LLC · WAYNE, PA

HARVEST FUND ADVISORS LLC · WAYNE, PA

ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA

FOCUS PARTNERS WEALTH, LLC · Wayne, PA

More in Wayne, PA

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