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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-12
VI RA APPROVED 2025-05-08
TX RA APPROVED 2025-04-30
  • FL RA
    APPROVED
    Since 2025-05-12
  • VI RA
    APPROVED
    Since 2025-05-08
  • TX RA
    APPROVED
    Since 2025-04-30

Branch Locations

1819 Main Street Suite 1100, Sarasota, FL 34236-5999 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Sarasota FL 12/2016 05/2024
Unemployed Spokane WA 08/2016 12/2016
Morgan Stanley Sarasota FL 05/2024 04/2025
Rbc Capital Markets, Llc Sarasota FL 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-28
  • S66 Uniform Combined State Law Examination
    2014-05-28
Other Names
  • Coty Taylor

View on SEC IAPD

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