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4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-11-19 |
| MO | RA | APPROVED | 2024-03-15 |
Branch Locations
5454 W. 110Th Street, Overland Park, KS 66211 • United States
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cognios Capital, Llc | Leawood | KS | 01/2016 | 05/2017 |
| Alps Distributors, Inc. | Denver | CO | 02/2016 | 05/2017 |
| Msec, Llc | Overland Park | KS | 06/2017 | 03/2024 |
| Mariner Retirement Advisors | Overland Park | KS | 06/2017 | 06/2018 |
| Mariner Wealth Advisors | Overland Park | KS | 06/2018 | 02/2024 |
| Sageview Advisory Group | Kansas City | MO | 02/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2024 | 12/2025 |
| Creative Planning Institutional Advisors, Llc | Newport Beach | CA | 02/2024 | Present |
1. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP - CRD # 126777; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: RETIREMENT PLAN ADVISOR FOR SAGEVIEW. 2. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: SENIOR RETIREMENT PLAN CONSULTANT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: WORK WITH THE INSTITUTIONAL TEAM PROVING CONSULTING SERVICES TO PLAN SPONSORS ON THEIR CORPORATE RETIREMENT PLANS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-04 |
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