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Deborah Sue Hawksworth

LPl Financial LLC

Orange City, FL

Debary, FL

CRD 6094080

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-02-03
  • FL RA
    APPROVED
    Since 2020-02-03

Branch Locations

921 Town Center Dr Ste 900, Orange City, FL 32763 • United States

Debary, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2012 01/2020
Lpl Financial Llc Orange City FL 01/2020 Present
Previous Registrations
  • 2012-09-18 → 2020-02-06
    Edward Jones
    Sanford, FL
    Debary, FL
    St Louis, MO
    Sanford, FL
    Sanford, FL
Other Businesses

1)01/28/2020 - Synergy Wealth Alliance - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-14
  • S66 Uniform Combined State Law Examination
    2012-09-14
Other Names
  • Deborah Sue Alderton
  • Deborah Sue Hammond
  • Deborah Sue Kennedy
  • Deborah Sue Hood
  • Deborah Sue Mcdonald

View on SEC IAPD

Nearby Firms

LEFILS WEALTH MANAGEMENT LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC

Nearby Investors

Bernard Joseph LeFils
Ana Maria Arango
SEBASTIAN ANTONIO GALARCE

Nearby Offices

LEFILS WEALTH MANAGEMENT LLC · ORANGE CITY, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORANGE CITY, FL
J.P. MORGAN SECURITIES LLC · ORANGE CITY, FL

More in Orange City, FL

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