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Deborah Sue Hawksworth

LPl Financial LLC

Orange City, FL

Debary, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-02-03
  • FL RA
    APPROVED
    Since 2020-02-03

Branch Locations

921 Town Center Dr Ste 900, Orange City, FL 32763 • United States

Debary, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2012 01/2020
Lpl Financial Llc Orange City FL 01/2020 Present
Previous Registrations
  • 2012-09-18 → 2020-02-06
    Edward Jones
    Sanford, FL
    Debary, FL
    St Louis, MO
    Sanford, FL
    Sanford, FL
Other Businesses

1)01/28/2020 - Synergy Wealth Alliance - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-14
  • S66 Uniform Combined State Law Examination
    2012-09-14
Other Names
  • Deborah Sue Alderton
  • Deborah Sue Hammond
  • Deborah Sue Kennedy
  • Deborah Sue Hood
  • Deborah Sue Mcdonald

View on SEC IAPD

Other Firms

LEFILS WEALTH MANAGEMENT LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
EAGLE STRATEGIES LLC
HANSON FINANCIAL GROUP
PNC WEALTH MANAGEMENT LLC

Other Investors

Bernard Joseph LeFils
Ana Maria Arango
SEBASTIAN ANTONIO GALARCE
Bradford J Tallman
Jeremy H Adams
Richard Brian Coloni
SHAWN ANTHONY WALTON
JAMES ALAN RAYNOR

Other Offices

LEFILS WEALTH MANAGEMENT LLC · ORANGE CITY, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORANGE CITY, FL
J.P. MORGAN SECURITIES LLC · ORANGE CITY, FL
EDWARD JONES · ORANGE CITY, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Orange City, FL
EAGLE STRATEGIES LLC · DELAND, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Deltona, FL
HANSON FINANCIAL GROUP · DELAND, FL

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