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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2026-07-29 |
| NC | RA | APPROVED | 2024-10-10 |
| SD | RA | APPROVED | 2024-05-29 |
| FL | RA | APPROVED | 2022-12-06 |
| AK | RA | APPROVED | 2022-04-20 |
| TX | RA | APPROVED | 2022-03-07 |
| AZ | RA | APPROVED | 2021-09-08 |
| CO | RA | APPROVED | 2021-08-20 |
| MT | RA | APPROVED | 2021-08-20 |
| OR | RA | APPROVED | 2021-08-20 |
| NV | RA | APPROVED | 2020-07-06 |
| CA | RA | APPROVED | 2020-06-19 |
Branch Locations
2901 Douglas Boulevard Suite 150, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Roseville | CA | 05/2015 | 09/2018 |
| Princor Financial Services Corporation | Roseville | CA | 05/2015 | 09/2018 |
| Valic Financial Advisors, Inc. | Roseville | CA | 09/2018 | Present |
| Agia | Houston | TX | 12/2022 | Present |
***Roseville Joint Union High School District; Not Investment Related; ; JV Volleyball Coach; ; Start Date: ; 32 hrs per month; during trading hours. SANDY COVE LLC POSITION: Partial Owner NATURE: I own arental propertyin Capitola with 5 family members. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2006 ADDRESS: 3350 Central Avenue, Roseville CA 95747, United States DESCRIPTION: Cleaning, fixing up property, collecting rents, etc MATTEIS REAL ESTATE INVESTMENTS POSITION: Partial Owner NATURE: Investing in Rental Properties. We have two properties in Nashville Tennessee. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2006 ADDRESS: 3350 central avenue, Roseville CA 95747, United States DESCRIPTION: I'm just an owner. I have aproperty management company handle everything. FIXED INSURANCE: LIFE, DI, ANNUITIES, LTC POSITION: Financial Advisor NATURE: I service my clients insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/28/2015 ADDRESS: 2901 Douglas Blvd, Suite 150, Roseville CA 95661, United States DESCRIPTION: I meet to service my clients insurance products along with their investments. Sometimes rework their financial plan. No new business. GROUP INSURANCE POSITION: Financial Advisor NATURE: Servicing my group clients only. No new business. Group benefits include health dental vision etc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 2901 Douglas Blvd, Roseville CA 95661, United States DESCRIPTION: Meet with clients to service accounts. No new business. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products MATTEIS REAL ESTATE INVESTMENTS POSITION: Partial Owner NATURE: Investing in Rental Properties. We have one property in Nashville Tennessee. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2006 ADDRESS: 3350 central avenue, Roseville CA 95747, United States DESCRIPTION: I'm just an owner. I have aproperty management company handle everything.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-22 |
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