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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-08-18 |
| NY | RA | APPROVED | 2025-08-18 |
| TX | RA | APPROVED | 2025-08-18 |
Branch Locations
8 Main Street, Southampton, NY 11968-4819 • United States
Southampton, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2013 | 08/2025 |
| Bank Of America, N.A. | New York | NY | 08/2013 | 08/2025 |
| Ubs Financial Services Inc. | Southampton | NY | 08/2025 | Present |
I*496231, Entity Type: Entity For Profit, Name of OBA: Rental Property, Address: southampton, New York 11968, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 07/01/2014, No Hours: 10, No Hours during trading: 0, Duties: Owner of Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-28 |
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