Jeremy Wenzlow

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 03/2020
  Massmutual Life Insurance Company
  Oconomowoc, WI
• 07/2012 → 04/2020
  Mml Investors Services Llc
  Oconomowoc, WI
• 04/2020 → Present
  Lpl Financial Llc
  Oconomowoc, WI
• 08/2014 → 05/2019
  First Bank Financial Centre
  Oconomowoc, WI
• 09/2015 → Present
  Bank Five Nine
  Oconomowoc, WI

Previous Registrations

• 2014-08-26 → 2020-04-21
  Mml Investors Services, Llc
  Oconomowoc, WI
  Milwaukee, WI

Other Businesses

1)4/17/2020- Summit Street Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. related- 100% 2) 01/05/2023 - Five Nine Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2022.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-07-24
• S63 Uniform Securities Agent State Law Examination
  2012-08-10

Designations

• Certified Financial Planner