James A Wening

Current Employers

Employment History

• 05/2011 → 07/2025
  Jpmorgan Chase Bank Na
  La Jolla, CA
• 07/2012 → 07/2025
  Jpmorgan Securities Llc
  La Jolla, CA
• 07/2025 → Present
  Texas Capital Bank
  Dallas, TX
• 08/2025 → Present
  Tcbi Securities
  Dallas, TX
• 08/2025 → Present
  Texas Capital Bank Private Wealth Advisors
  Dallas, TX

Previous Registrations

• 2024-02-05 → 2025-07-23
  J.P. Morgan Securities Llc
  Denver, CO
  San Francisco, CA
  Irvine, CA
  San Diego, CA
  Dallas, TX
  San Francisco, CA
  San Francisco, CA
  Phoenix, AZ
  Los Angeles, CA
  San Diego, CA
  Los Angeles, CA

Other Businesses

TEXAS CAPITAL BANK This business is investment-related; The address is 2000 McKinney Ave, Ste 1800, Dallas, TX 75201 Private Banking; Commercial Banking My position is: Managing Director, Family Office Products & Trust Services Start date of relationship: 7/23/25 160 hours/month is devoted to this other business; 8 hours is devoted to the other business during securities trading hours per day; Briefly describe your duties: I lead of team of professionals that serve and advise UHNW and Family Offices regarding wealth management, estate planning, family family governance, transition planning, liquidity events and similar bespoke complexities commensurate with this wealth quantum.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-12-14
• S63 Uniform Securities Agent State Law Examination
  2012-11-20

Other Names

• James Wening
• James A Wening
• James A. Wening