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Oua Joe Xiong

Thrivent Investment Management Inc.

Eau Claire, WI

Altoona, WI

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-07-22
  • WI RA
    APPROVED
    Since 2019-07-22

Branch Locations

4330 Golf Terrace, Eau Claire, WI 54701 • United States

Altoona, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Eau Claire WI 08/2012 Present
Thrivent Financial For Lutherans Appleton WI 02/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-20
S63 Uniform Securities Agent State Law Examination 2012-11-02
  • S66 Uniform Combined State Law Examination
    2019-07-20
  • S63 Uniform Securities Agent State Law Examination
    2012-11-02

View on SEC IAPD

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Other Offices

LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Eau CLAIRE, WI
NICOLET WEALTH MANAGEMENT · Eau Claire, WI
OSAIC WEALTH, INC. · Eau Claire, WI
EDWARD JONES · EAU CLAIRE, WI
RJ HILL'S FINANCIAL SERVICES, LLC · EAU CLAIRE, WI
U.S. BANCORP ADVISORS, LLC · Eau Claire, WI
CETERA INVESTMENT ADVISERS LLC · EAU CLAIRE, WI
EDWARD JONES · EAU CLAIRE, WI

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