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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-11-06 |
| NM | RA | APPROVED | 2023-11-06 |
| AZ | RA | APPROVED | 2023-11-03 |
| NJ | RA | APPROVED | 2023-11-02 |
| TX | RA | APPROVED | 2023-11-02 |
Branch Locations
8501 North Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Scottsdale | AZ | 06/2004 | 11/2023 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 11/2023 | Present |
RMD DEVELOPMENT LLC, INV RELATED, SCOTTSDALE, AZ, 70% OWNERSHIP, START: 3/1/24, 4 HRS PER MONTH, 0 HRS DURING TRADING, RENOVATION OF HOME;| MICHAEL DIGRAZIA; INV RELATED; SCOTTSDALE, AZ; 100% OWNERSHIP; START DATE 11/02/2023; 3 HOURS PER MONTH; 3 HOURS DURING TRADING; FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-12-22 |
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