Rives Calvin Allen

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Raymond James Financial Services
  Jackson, MS
• 05/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Jackson, MS
• 04/2013 → 09/2017
  Insurance-Non Variable
  Mobile, AL
• 09/2017 → 06/2022
  Midland National Life
  Madison, MS

Previous Registrations

• 2002-07-31 → 2009-05-13
  Ubs Financial Services Inc.
  Jackson, MS
  Jackson, MS

Other Businesses

(1)Name of Business: Allen, Jr Address: 118 E Hill Dr, Madison, MS, 39110, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 12/06/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: co-trustee for the past fifteen years with my brothers (2)Name of Business: VAN SKIVER FINANCIAL SERVICES, LLC Address: 100 Fountains Blvd Ste 200, Madison, MS, 39110, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/08/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: FINANCIAL ADVISOR DUTIES

Exams

• S66 Uniform Combined State Law Examination
  1998-10-27

Other Names

• Allen Trip
• Rives C (Iii) Allen
• R.C. Allen