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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2016-08-29
  • AR RA
    APPROVED
    Since 2016-08-29

Branch Locations

900 S Shackleford Rd Suite 300, Little Rock, AR 72211 • United States

3555 S Culpepper Cir Ste 100, Springfield, MO 65804 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Little Rock AR 08/2010 Present
  • 08/2010 → Present
    Mutual Of Omaha
    Little Rock, AR
Other Businesses

Insurance Agent; Start Date: 08/06/2010; Non-Investment Related; Insurance Lines: Health, Life, Annuity, Property and Casualty; Approximately 40 hours per week. DBA Name: Michael Linn Insurance and Investments, Inc., Start Date: 07/01/2013; Address 5516 Hawthorne Rd, Little Rock, AR 72207. Freelance writer; Start Date: 02/15/2021; Non-Investment Related; Memoirs and Short Stories; Potential Publication; Submit articles through AdTrax prior to publication for approval. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hour per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-23
S63 Uniform Securities Agent State Law Examination 2012-10-10
  • S65 Uniform Investment Adviser Law Examination
    2016-08-23
  • S63 Uniform Securities Agent State Law Examination
    2012-10-10

View on SEC IAPD

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Other Investors

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