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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-03-01 |
Branch Locations
6250 County Route 64, Hornell, NY 14843 • United States
10 N Main Street, Coudersport, PA 16915 • United States
135 East Fourth St, Emporium, PA 15834 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens & Northern Bank | Coudersport | PA | 06/2012 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 07/2012 | 03/2023 |
| Cetera Investment Advisor Llc | Canisteo | NY | 04/2016 | 03/2023 |
| Lpl Financial Llc | Coudersport | PA | 03/2023 | Present |
1)02/2023 - C&N Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)02/2023 - CITIZENS AND NOTHERN BANK, TRUST ADMINISTRATION AND RELATED ACTIVITIES - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 06/2012 - 140 Hr/Mth 3)02/2023 - Benjamin Howe - Non-Variable Ins - Inv Rel - At Reported Business Location(s) - Start: 02/2023 - 1 Hr/Mth 4) 12/20/2024- Northern Tioga School District- Outside/W-2 Employment- Not INV Related- At Westfield, PA- Start date 01/01/2025- 24 Hours Per Month- 5) 09/24/2025- Cummins Cider Mill- Outside/W-2 Employment- Not INV Related- At Portville, NY - Start date 09/07/2025- 42 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-27 |
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