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Collin Scott Adams

Ridge Capital Management, LLC

John Creek, GA

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Current Employers
Ridge Capital Management, Llc

6455 East Johns Crossing Suite 300, John Creek, GA 30097 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-06-28
  • GA RA
    APPROVED
    Since 2016-06-28

Branch Locations

6455 East Johns Crossing Suite 300, John Creek, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ridge Capital Management Woodstock GA 01/2014 Present
Ridge Capital Management, Llc Alpharetta GA 06/2016 Present
First Allied Securities, Inc. San Diego CA 08/2018 09/2022
Cetera Advisors Llc Alpharetta GA 09/2022 Present
  • 01/2014 → Present
    Ridge Capital Management
    Woodstock, GA
  • 06/2016 → Present
    Ridge Capital Management, Llc
    Alpharetta, GA
  • 08/2018 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 09/2022 → Present
    Cetera Advisors Llc
    Alpharetta, GA
Other Businesses

1) RIDGE CAPITAL MANAGEMENT LLC; EMPLOYEE; DBA; START DATE: 10/22/2020; 160 HOURS PER MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-12-03
S65 Uniform Investment Adviser Law Examination 2016-06-25
  • S63 Uniform Securities Agent State Law Examination
    2018-12-03
  • S65 Uniform Investment Adviser Law Examination
    2016-06-25

View on SEC IAPD

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