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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-05 |
| FL | RA | APPROVED | 2025-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Parkland | FL | 07/2012 | 09/2025 |
| Nova Southeastern University | Fort Lauderdale | FL | 05/2011 | Present |
| Avantax Advisory Services | Parkland | FL | 08/2012 | 09/2025 |
| Avantax Insurance Agency, Llc | Parkland | FL | 09/2016 | 09/2025 |
| Botkin Law Group, Pllc | Fort Lauderdale | FL | 07/2018 | Present |
| Building Financial Solutions, Inc., Dba Bfs | Parkland | FL | 07/2015 | Present |
| Building Financial Solutions, Inc., Dba Bfs | Parkland | FL | 07/2015 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2025 | Present |
| Cetera Wealth Services, Llc | Parkland | FL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Parkland | FL | 09/2025 | Present |
1) Licensed Attorney Apt. D203, 7955 SW 104th St.~Miami~FL~33156~Legal~Attorney/Legal Counsel~5/1/2015~0hrs~0hrs~Tax and Legal Advice, if client requests 2) Botkin Law Group, PLLC 2151 NE 51 Ct., Suite East~Fort Lauderdale~FL~33308~Attorney/Legal Practice~Owner~7/1/2018~3hrs~3hrs~Estate planning and legal related matters 3) CryptoX LLC 2151 NE 51 Ct., Suite East~Fort Lauderdale~FL~33308~Board Position/Officer~Other~2/15/2018~1hrs~1hrs~I will be the manager of the LLC . I will be buying and selling investment assets within the LLC and will also be responsible for financial statements and banking information, if neccessary. 4) BUILDING FINANCIAL SOLUTIONS, INC., DBA BFS POSITION: President NATURE: Finance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/31/2015 ADDRESS: 7455 NW 108th Ave, Parkland FL 33076, United States DESCRIPTION: To provide creative tax financial solutions to clients. 5) TRUST FOR DHANA DTD 4.23.21 AKA D. J. C. TR. POSITION: Trustee NATURE: I will be acting as trustee for the Trust for Dhana. My role will be to oversee tax and financial aspects of this trust. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2022 ADDRESS: 7455 Northwest 108th Avenue, Parkland FL 33076, United States DESCRIPTION: As trustee, My role will be to assist and/or hire proper professionals for tax, legal and financial needs of the trust. Originally Dhana's father was the grantor and original trustee and I was named as contingent trustee in the trust. On 7/2/2022 H. Cl. (Dhana's Father) passed away and I am named in documents as a special trustee to handle the Trust for Dhana. The Rep of Record will Be Neltrice Forrester, Rep #10384. Monthly or Quarterly Statements will be sent to D. J. C.. Client will be able to adequately perform the review of check writing reports that will be provided to her monthly. 6) 1010 HOLDINGS LLC POSITION: Trustee of Trust that owns LLC NATURE: I am a trustee for the D. J. C. trust, Previously disclosed. One of the holdings of the trust is a condo. The Beneficial owner wanted to rent this condo to a tenant so I have set-up this LLC to ultimately own and rent the condo. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/13/2024 ADDRESS: 7455 Northwest 108th Avenue, Parkland FL 33076, United States DESCRIPTION: To act as a Landlord of a condo and all respective required duties including, but not limited to, hiring a property manager if applicable, signing contracts where applicable, finding vendors if needed, receiving rent payments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-14 |
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