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Silver Grove Advisory Services CRD 287512
$454M regulatory AUM 20 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Sterling Drive, Orchard Park, NY 14127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Orchard Park | NY | 03/2015 | 02/2022 |
| Silver Grove Advisory Services | Orchard Park | NY | 03/2017 | Present |
| Lpl Financial Llc | Orchard Park | NY | 03/2015 | 08/2017 |
1. 03/31/2015 - SILVERGROVE FINANCIAL GROUP, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 100% - ORCHARD PARK, NY 2. 04/15/2016 * specific solutions & other agencies * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 03/01/2016 * Independent agent * 20 HRS/MO; 5 HRS/MO DURING SECS TRDG HRS. 3. 4/6/2017 - Silver Grove Financial Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/01/2017 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Silver Grove Advisory Services Inc, an investment advisor firm. I started this business activity on 4/6/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-27 |
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