John Joseph Mccauley

Current Employers

Employment History

• 03/2015 → 02/2022
  Lpl Financial Llc
  Orchard Park, NY
• 03/2017 → Present
  Silver Grove Advisory Services
  Orchard Park, NY
• 03/2015 → 08/2017
  Lpl Financial Llc
  Orchard Park, NY

Previous Registrations

• 2015-03-31 → 2017-08-31
  Lpl Financial Llc
  Orchard Park, NY
• 2015-01-22 → 2015-03-26
  Newport Coast Securities, Inc.
  New York, NY
• 2012-09-11 → 2014-10-14
  Equitable Advisors, Llc
  Williamsville, NY
  Williamsville, NY
  Williamsville, NY

Other Businesses

1. 03/31/2015 - SILVERGROVE FINANCIAL GROUP, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 100% - ORCHARD PARK, NY 2. 04/15/2016 * specific solutions & other agencies * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 03/01/2016 * Independent agent * 20 HRS/MO; 5 HRS/MO DURING SECS TRDG HRS. 3. 4/6/2017 - Silver Grove Financial Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/01/2017 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Silver Grove Advisory Services Inc, an investment advisor firm. I started this business activity on 4/6/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2012-08-27

Other Names

• John J Mccauley
• John Mccauley