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Coral Gables, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-12-22 |
| AL | RA | APPROVED | 2022-11-03 |
| TN | RA | APPROVED | 2022-05-26 |
| FL | RA | APPROVED | 2021-11-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| March Capital Corp | Chicago | IL | 08/2015 | 05/2017 |
| Ethos Capital Solutions | Coconut Grove | FL | 07/2015 | 05/2017 |
| Gavin De Becker & Associates. | Studio City | CA | 08/2016 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Germantown | TN | 05/2017 | 08/2021 |
| Bank Of America, N.A. | Germantown | TN | 09/2017 | 08/2021 |
| Ethos Private Wealth | Coral Gables | FL | 09/2021 | Present |
| March Capital Corp | Chicago | IL | 10/2021 | Present |
Name of Business: Ethos Wealth Management, LLC Investment Related: Yes Address: 1825 Ponce de Leon Blvd #567, Coral Gables, FL 33134 Nature of Business: Wealth Management/Financial Advisory Positions: Employee (Financial Advisor) Title: Managing Partner Start Date of Relationship: September 2021 Approximate Number of Hours/Month: 20 hours/month Approximate Number of Hours during Trading Hours: 15 hours/month Describe duties: Provide financial planning and portfolio management for clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-16 |
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