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Charles Allison Shipman

Blue Keel Financial Planning

Westport, CT

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Current Employers
Blue Keel Financial Planning

8 Wright Street Suite 100, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-01-11
  • CT RA
    APPROVED
    Since 2022-01-11

Branch Locations

8 Wright Street, Suite 100, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lakshmi Puja Music Ltd New York NY 12/2006 Present
Blue Keel Financial Planning, Llc Weston CT 08/2014 Present
  • 12/2006 → Present
    Lakshmi Puja Music Ltd
    New York, NY
  • 08/2014 → Present
    Blue Keel Financial Planning, Llc
    Weston, CT
Previous Registrations
Other Businesses

2006-PRESENT: LAKSHMI PUJA MUSIC LTD/NOT INVESTMENT RELATED/NEW YORK, NY/MUSIC ROYALTY BUSINESS/INVOLVES LESS THAN ONE PERCENT TIME EACH MONTH, NOT DURING MARKET HOURS.//

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-14
  • S66 Uniform Combined State Law Examination
    2012-09-14
Other Names
  • Charles Shipman

View on SEC IAPD

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