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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-21 |
| FL | RA | APPROVED | 2024-05-17 |
Branch Locations
13003 N Dale Mabry Hwy, Tampa, FL 33618 • United States
4203 W Gandy Blvd, Tampa, FL 33611 • United States
4950 W Kennedy Blvd, Tampa, FL 33609 • United States
100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta | GA | 04/2016 | 04/2017 |
| Suntrust Bank | Clearwater | FL | 04/2016 | 04/2017 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 04/2017 |
| Bmo Harris Bank | Tampa | FL | 05/2017 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 11/2019 | 05/2024 |
| Bank Of America, N.A. | Tampa | FL | 11/2019 | 05/2024 |
| Wells Fargo Clearing Services, Llc | Tampa | FL | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-12 |
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