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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-21 |
Branch Locations
542 North Country Rd Suite A, St James, NY 11780 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Medford | NY | 06/2012 | 11/2017 |
| Nylife Securities Llc | Medford | NY | 01/2013 | 11/2017 |
| Equity Services, Inc. | Montpelier | VT | 11/2017 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Smithtown | NY | 10/2019 | 12/2019 |
| Bank Of America, N.A | Smithtown | NY | 12/2019 | 06/2024 |
| Edward Jones | St Louis | MO | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-24 |
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