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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-14 |
Branch Locations
3000 Schwab Way, Westlake, TX 76262 • United States
Carlsbad, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | La Jolla | CA | 06/2016 | 02/2018 |
| Primerica Financial Services | Carlsbad | CA | 06/2022 | 01/2023 |
| Pfs Investments Onc. | Carlsbad | CA | 08/2022 | 01/2023 |
| Td Ameritrade, Inc. | San Diego | CA | 02/2018 | 10/2021 |
| Starkey Logistics | Carlsbad | CA | 10/2021 | 06/2022 |
| Charles Schwab & Co., Inc. | Carlsbad | CA | 01/2023 | Present |
Faith Inflatables|Investment Related:No|Consumer Packaged Goods Manufacturing|Owner|2026-01-15|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|My role is founder/owner, responsible for exploratory work such as product design research, preliminary coordination with manufacturers, and basic market validation and marketing planning. The company would be a small consumer-products venture focused on designing and potentially selling large decorative holiday inflatables for residential and event use, primarily through online channels.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-04-07 |
| S65 | Uniform Investment Adviser Law Examination | 2014-11-01 |
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