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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-14
  • CA RA
    APPROVED
    Since 2023-02-14

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Carlsbad, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade La Jolla CA 06/2016 02/2018
Primerica Financial Services Carlsbad CA 06/2022 01/2023
Pfs Investments Onc. Carlsbad CA 08/2022 01/2023
Td Ameritrade, Inc. San Diego CA 02/2018 10/2021
Starkey Logistics Carlsbad CA 10/2021 06/2022
Charles Schwab & Co., Inc. Carlsbad CA 01/2023 Present
  • 06/2016 → 02/2018
    Scottrade
    La Jolla, CA
  • 06/2022 → 01/2023
    Primerica Financial Services
    Carlsbad, CA
  • 08/2022 → 01/2023
    Pfs Investments Onc.
    Carlsbad, CA
  • 02/2018 → 10/2021
    Td Ameritrade, Inc.
    San Diego, CA
  • 10/2021 → 06/2022
    Starkey Logistics
    Carlsbad, CA
  • 01/2023 → Present
    Carlsbad, CA
Previous Registrations
  • 2018-02-16 → 2021-10-07
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
  • 2018-02-16 → 2021-10-07
    Td Ameritrade Investment Management, Llc
    San Diege, CA
  • 2017-01-27 → 2018-02-15
    Scottrade Investment Management
    Saint Louis, MO
  • 2015-09-03 → 2016-06-15
    Waddell & Reed
    Scottsdale, AZ
    Peoria, AZ
Other Businesses

Faith Inflatables|Investment Related:No|Consumer Packaged Goods Manufacturing|Owner|2026-01-15|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|My role is founder/owner, responsible for exploratory work such as product design research, preliminary coordination with manufacturers, and basic market validation and marketing planning. The company would be a small consumer-products venture focused on designing and potentially selling large decorative holiday inflatables for residential and event use, primarily through online channels.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-04-07
S65 Uniform Investment Adviser Law Examination 2014-11-01
  • S63 Uniform Securities Agent State Law Examination
    2015-04-07
  • S65 Uniform Investment Adviser Law Examination
    2014-11-01
Other Names
  • Gregory Michael Starkey
  • Gregory M Starkey
  • Michael Gregory Starkey

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