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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-20
  • TX RA
    APPROVED
    Since 2019-09-20

Branch Locations

500 Dallas Street Suite 3400, Houston, TX 77002 • United States

Conroe, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Houston TX 02/2014 09/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2019
Raymond James & Associates Houston TX 09/2019 Present
  • 02/2014 → 09/2019
    Houston, TX
  • 01/2015 → 09/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2019 → Present
    Raymond James & Associates
    Houston, TX
Previous Registrations
Other Businesses

(1) Name of Business: Address: 661 Ravensworth Dr, Conroe, TX, 77302, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/15/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Renting the existing guest house on our home property. (2) Name of Business: Synapse Discovery Address: 661 ravensworth dr, conroe, TX, 77302, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/02/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am responsible for overseeing business operations, managing digital content processes, and supporting the company's strategic direction. (3) Name of Business: Two Coils LLC Address: 661 Ravensworth Dr, Conroe, TX, 77302, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/31/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Overseeing business activity, choosing products to sell online and manage inventory and procurement.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-23
S63 Uniform Securities Agent State Law Examination 2012-07-10
  • S65 Uniform Investment Adviser Law Examination
    2014-03-23
  • S63 Uniform Securities Agent State Law Examination
    2012-07-10

View on SEC IAPD

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