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Alec Elias Rosario

Edward Jones

La Porte, IN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-23
IN RA APPROVED 2019-08-16
  • TX RA
    APPROVED
    Since 2020-12-23
  • IN RA
    APPROVED
    Since 2019-08-16

Branch Locations

286 W Johnson Rd Suite H, La Porte, IN 46350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Advisers Llc Chestertown IN 05/2015 06/2019
Centier Bank Chestertown IN 05/2015 06/2019
Jpmorgan Securities Llc Lansing IL 04/2016 09/2017
Merrill Lynch Pierce Fenner & Smith Inc Merrillville IN 10/2017 08/2019
Bank Of America Na Merrillville IN 10/2017 08/2019
Edward Jones St Louis MO 08/2019 Present
  • 05/2015 → 06/2019
    Chestertown, IN
  • 05/2015 → 06/2019
    Centier Bank
    Chestertown, IN
  • 04/2016 → 09/2017
    Jpmorgan Securities Llc
    Lansing, IL
  • 10/2017 → 08/2019
    Merrill Lynch Pierce Fenner & Smith Inc
    Merrillville, IN
  • 10/2017 → 08/2019
    Bank Of America Na
    Merrillville, IN
  • 08/2019 → Present
    St Louis, MO
Previous Registrations
Other Businesses

Rental Property Type: Rental Property Date: 07/01/20 Title: Owner Trad Hrs: 0 Tot Hrs: 0 Desc: Maintain Property and Collect Rent City-State: Crown Point IN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-28
  • S66 Uniform Combined State Law Examination
    2012-08-28
Other Names
  • Alec Elias Rosario
  • Alec Rosario
  • Alec E Rosario

View on SEC IAPD

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