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Tae Bum Kim

LPl Financial LLC

Fort Mill, SC

Alpharetta, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-25
GA RA APPROVED 2018-01-11
  • TX RA
    APPROVED_RES
    Since 2018-04-25
  • GA RA
    APPROVED
    Since 2018-01-11

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Atlanta GA 05/2005 01/2017
Cetera Advisor Networks Llc El Segundo CA 06/2017 12/2017
Cetera Advisors Llc Denver CO 06/2017 12/2017
Cetera Financial Specialists Llc Schaumburg IL 06/2017 12/2017
Cetera Investment Services Llc St Cloud MN 06/2017 12/2017
Girard Securities, Inc. San Diego CA 06/2017 11/2017
First Allied Securities, Inc. San Diego CA 06/2017 12/2017
Summit Brokerage Services, Inc. Boca Raton FL 06/2017 12/2017
Unemployed Alpharetta GA 02/2017 05/2017
Lpl Financial Llc Fort Mill SC 01/2018 Present
  • 05/2005 → 01/2017
    Fsc Securities Corporation
    Atlanta, GA
  • 06/2017 → 12/2017
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2017 → 12/2017
    Cetera Advisors Llc
    Denver, CO
  • 06/2017 → 12/2017
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2017 → 12/2017
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2017 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 06/2017 → 12/2017
    First Allied Securities, Inc.
    San Diego, CA
  • 06/2017 → 12/2017
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 02/2017 → 05/2017
    Unemployed
    Alpharetta, GA
  • 01/2018 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
  • 2017-07-14 → 2017-12-22
    Cetera Wealth Services, Llc
    Atlanta, GA
  • 2007-07-20 → 2017-02-03
    Fsc Securities Corporation
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-21
S63 Uniform Securities Agent State Law Examination 2000-08-02
  • S66 Uniform Combined State Law Examination
    2006-04-21
  • S63 Uniform Securities Agent State Law Examination
    2000-08-02
Other Names
  • Tae Bum Kim
  • Tae Kim

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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