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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-10-25
  • MA RA
    APPROVED
    Since 2022-10-25

Branch Locations

East Longmeadow, MA • United States

294 Main Street Suite 103, East Longmeadow, MA 01028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Tempe AZ 07/2012 10/2022
Raymond James Financial Services, Inc. East Longmeadow MA 10/2022 Present
Raymond James Financial Services Advisors, Inc. East Longmeadow MA 10/2022 Present
Previous Registrations
  • 2012-09-17 → 2022-10-24
    Tempe, AZ
    Enfield, CT
    Palmer, MA
    Tempe, AZ
    Somers, CT
Other Businesses

(1) Name of Business: Ferrentino Wealth Management Address: 294 N Main St Ste 103, East Longmeadow, MA, 01028-1879, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/20/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: President and Financial Advisor of Ferrentino Wealth Management, associated with RJFS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-28
  • S66 Uniform Combined State Law Examination
    2012-08-28

View on SEC IAPD

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