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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-01
TX RA APPROVED 2023-03-01
  • NC RA
    APPROVED
    Since 2023-03-01
  • TX RA
    APPROVED
    Since 2023-03-01

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2012 Present
Jpmorgan Chase Bank Na New York NY 07/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-01
S63 Uniform Securities Agent State Law Examination 2012-09-15
  • S65 Uniform Investment Adviser Law Examination
    2023-03-01
  • S63 Uniform Securities Agent State Law Examination
    2012-09-15
Other Names
  • Ryan Cosola

View on SEC IAPD

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