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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-05-24
TX RA APPROVED 2023-05-24
  • LA RA
    APPROVED
    Since 2023-05-24
  • TX RA
    APPROVED
    Since 2023-05-24

Branch Locations

201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New Orleans LA 09/2012 Present
Jpmorgan Securities Llc New Orleans LA 09/2012 Present
4421 Properties Llc New Orleans LA 04/2024 Present
  • 09/2012 → Present
    Jpmorgan Chase Bank Na
    New Orleans, LA
  • 09/2012 → Present
    Jpmorgan Securities Llc
    New Orleans, LA
  • 04/2024 → Present
    4421 Properties Llc
    New Orleans, LA
Other Businesses

Entity Name: 4421 Properties LLC Investment related: No "Address: 942 N Rampart St. New Orleans, LA, 70016 No website" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/19/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This LLC is owned by my husband to manage the building it owns (942 N Rampart St). I am named as CFO to assist in managing a loan in the LLC's name, as well as staying current in their secretary of state filings. This is not related to my role at JPM, nor is there any connection. Entity Name: People's Housing+ Investment related: Yes "Address: 6323 Franklin Ave, New Orleans, LA 70122, https://phplusnola.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: People's Housing+ is an affordable housing developer. As a member of the board and finance committee, I am responsible for reviewing and approving the annual budget, along with promoting fundraisers and guiding the strategic mission of the organization.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-24
S63 Uniform Securities Agent State Law Examination 2012-10-27
  • S65 Uniform Investment Adviser Law Examination
    2023-05-24
  • S63 Uniform Securities Agent State Law Examination
    2012-10-27
Other Names
  • Antonio Filippo Carbone

View on SEC IAPD

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