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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
8050 N. Palm Ave Suite 300, Fresno, CA 93711 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fresno | CA | 07/2012 | 11/2016 |
| Wells Fargo Bank Na | Fresno | CA | 11/2009 | 10/2016 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 11/2016 | 08/2018 |
| Ubs Financial Services Inc. | Fresno | CA | 08/2018 | 11/2022 |
| Pruco Securities, Llc | Walnut Creek | CA | 11/2022 | 01/2024 |
| The Prudential Insurance Company Of America | Walnut Creek | CA | 11/2022 | 01/2024 |
| Pruco Securities, Llc | Fresno | CA | 01/2024 | 11/2024 |
| The Prudential Insurance Company Of America | Fresno | CA | 01/2024 | Present |
| Lpl Enterprise, Llc | Fresno | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-14 |
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