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Romel Alvarado

LPl Financial LLC

El Paso, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-24
  • TX RA
    APPROVED
    Since 2025-02-24

Branch Locations

1000 Glenwood Pl, El Paso, TX 79903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo El Paso TX 09/2014 09/2016
The Herrera Group El Paso TX 09/2016 09/2022
Kestra Financial, Inc. El Paso TX 12/2017 02/2025
Lpl Financial El Paso TX 02/2025 Present
  • 09/2014 → 09/2016
    Wells Fargo
    El Paso, TX
  • 09/2016 → 09/2022
    The Herrera Group
    El Paso, TX
  • 12/2017 → 02/2025
    Kestra Financial, Inc.
    El Paso, TX
  • 02/2025 → Present
    Lpl Financial
    El Paso, TX
Previous Registrations
Other Businesses

1) 02/2025 - Century Plant Wealth Partners / DBA for LPL Business (entity for LPL business) Inv Related - at reported business location (s) - 160 Hrs per month - 100% Time Spent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-11
  • S65 Uniform Investment Adviser Law Examination
    2017-10-11

View on SEC IAPD

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