Romel Alvarado

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 09/2016
  Wells Fargo
  El Paso, TX
• 09/2016 → 09/2022
  The Herrera Group
  El Paso, TX
• 12/2017 → 02/2025
  Kestra Financial, Inc.
  El Paso, TX
• 02/2025 → Present
  Lpl Financial
  El Paso, TX

Previous Registrations

• 2017-12-08 → 2025-02-25
  Kestra Advisory Services, Llc
  El Paso, TX
  Austin, TX
  El Paso, TX

Other Businesses

1) 02/2025 - Century Plant Wealth Partners / DBA for LPL Business (entity for LPL business) Inv Related - at reported business location (s) - 160 Hrs per month - 100% Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-10-11