Benjamin Jerome Heeren

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 05/2019
  Waddell & Reed, Inc
  Wichita, KS
• 01/2017 → 05/2019
  Various Insurance Carriers For W&R Insurance Agencies
  Wichita, KS
• 01/2018 → 05/2019
  Dome Holdings Inc
  Wichita, KS
• 05/2019 → 07/2019
  Cetera Advisor Networks
  El Segundo, CA
• 05/2019 → 08/2022
  Cwm, Llc
  Wichita, KS
• 08/2022 → Present
  Hightower
  Chicago, IL

Previous Registrations

• 2019-05-29 → 2022-08-02
  Cwm, Llc
  Wichita, KS
  Wichita, KS
  Wichita, KS
• 2016-10-11 → 2019-05-31
  Waddell & Reed
  Wichita, KS
  Salina, KS
  Wichita, KS
  Edmond, OK

Exams

• S66 Uniform Combined State Law Examination
  2016-10-11

Other Names

• Ben Heeren