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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Savannah | GA | 07/2016 | 04/2018 |
| Bank Of America, N.A | Savannah | GA | 04/2018 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Savannah | GA | 05/2022 | 10/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 02/2026 | Present |
| Cetera Investment Advisers Llc | Jacksonville | FL | 02/2026 | Present |
| Regions Bank | Jacksonville | FL | 02/2026 | Present |
| Unknown | Jacksonville | FL | 11/2025 | 01/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-08 |
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