Joseph Monty

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 08/2024
  Jpmorgan Chase Bank, N.A.
  Fort Worth, TX
• 07/2015 → 08/2024
  Jpmorgan Securities Llc
  Fort Worth, TX
• 08/2024 → 11/2024
  Morgan Stanley Smith Barney Llc
  Houston, TX
• 09/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY
• 11/2024 → Present
  Morgan Stanley Smith Barney Llc
  Fort Worth,, TX

Previous Registrations

• 2023-11-09 → 2024-08-13
  J.P. Morgan Securities Llc
  Oakbrook Terrace, IL
  Fort Worth, TX

Other Businesses

First Tee - Fort Worth / Investment Related / Fort Worth, TX / Non-Profit Organization / Board Member / Start 01-July-2023 / 0-10 hours devoted per week / 0 during trading hours / Board of Directors for a nonprofit. Also on the Development and Finance Committees within the organization. The organization has received grants from our charitable trusts in the past.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-22
• S63 Uniform Securities Agent State Law Examination
  2012-09-15

Designations

• Chartered Financial Analyst

Other Names

• Joe Monty
• Joseph Michael Monty