Best Investors Account Sign in

Lesley Nicole Rathbun

LPl Financial LLC

Winter Haven, FL

CRD 6091050

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-05
TX RA APPROVED 2026-03-04
  • FL RA
    APPROVED
    Since 2026-03-05
  • TX RA
    APPROVED
    Since 2026-03-04

Branch Locations

72 4Th St Nw, Winter Haven, FL 33881 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Extended Travel Los Angeles, Palm Springs, Yosemite, Las Vegas,Etc CA 10/2019 12/2019
Linkedin San Francisco CA 04/2016 10/2019
Unemployed Winter Haven FL 12/2019 06/2020
Ubs Financial Services Inc. Haven FL 06/2020 03/2026
Lpl Financial Llc Winter Haven FL 03/2026 Present
  • 10/2019 → 12/2019
    Extended Travel
    Los Angeles, Palm Springs, Yosemite, Las Vegas,Etc, CA
  • 04/2016 → 10/2019
    Linkedin
    San Francisco, CA
  • 12/2019 → 06/2020
    Unemployed
    Winter Haven, FL
  • 06/2020 → 03/2026
    Ubs Financial Services Inc.
    Haven, FL
  • 03/2026 → Present
    Lpl Financial Llc
    Winter Haven, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-14
  • S66 Uniform Combined State Law Examination
    2020-12-14
Other Names
  • Nikki Thornhill
  • Lesley Nicole Thornhill

View on SEC IAPD

Nearby Firms

UBS FINANCIAL SERVICES INC.
TUCKER ASSET MANAGEMENT LLC
WELLS FARGO CLEARING SERVICES, LLC

Nearby Investors

RACHEL PINNER LOBDELL
AMY B. GARBRECHT
DEBORAH MILLER SWENSON

Nearby Offices

UBS FINANCIAL SERVICES INC. · WINTER HAVEN, FL
LPL FINANCIAL LLC · WINTER HAVEN, FL
TUCKER ASSET MANAGEMENT LLC · Winter Haven, FL

More in Winter Haven, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor