Scott Brice Hartgraves

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-05

TX RA
APPROVED

Since 2025-11-05

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank	Georgetown	TX	09/2011	07/2019
Charles Schwab & Co., Inc.	Austin	TX	10/2019	Present
Regions Bank	Georgetown	TX	07/2019	10/2019
Charles Schwab Bank Ssb	Austin	TX	11/2024	Present

09/2011 → 07/2019

Jpmorgan Chase Bank

Georgetown, TX
10/2019 → Present

Charles Schwab & Co., Inc.

Austin, TX
07/2019 → 10/2019

Regions Bank

Georgetown, TX
11/2024 → Present

Charles Schwab Bank Ssb

Austin, TX

Other Businesses

(1) RENTAL PROPERTY; OWNER & LANDLORD; START DATE: 12/17/2015; Pigeon View Street, Round Rock, TX; GENERALLY LESS THAN 20 HOURS PER MONTH; NOT INVESTMENT RELATED. (2) RENTAL PROPERTY; OWNER & LANDLORD; START DATE: 7/1/2016; W 14th Ave, Round Rock, TX; GENERALLY LESS THAN 20 HOURS PER MONTH; NOT INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-05
S63	Uniform Securities Agent State Law Examination	2012-08-23

S66 Uniform Combined State Law Examination

2025-11-05
S63 Uniform Securities Agent State Law Examination

2012-08-23

Other Names

Scott B Hartgraves
Scott Hartgraves

View on SEC IAPD